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Searching for "Compliance Regulatory Officer" job or career in United Kingdom (UK)? Welcome to CareerDP, your all in one easy to use job site that can assist you to any job search. We wish you a good luck and have a prosperous career.


Compliance Regulatory Officer Jobs 2020


Complaints Officer (Legal/Regulatory)

Date: 2020-06-30 (Latest)

Job Description: Practical experience of carrying out investigation or complex analytical complaint work in a legal or regulatory environment or similar.

Company: Solicitors Regulation Authority
Hiring Organization: Solicitors Regulation Authority
Salary: TBD
Location: Birmingham
Street Address: TBD

Locality: Birmingham
Region: disclosed when applied
Postal code: disclosed when applied


Job Details




New Regulatory Drug Safety Officer - Home working available (Code UK 260620-1)

Date: 2020-06-30 (Latest)

Job Description: New Regulatory Drug Safety Officer - Home working available. You will be operating in the Global Pharmacovigilance in the Regulatory Affairs department for the…

Company: ADV Talent Partners
Hiring Organization: ADV Talent Partners
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Area Compliance Monitoring and Quality Assurance Officer

Date: 2020-06-30 (Latest)

Job Description: Functional reporting to the Compliance Monitoring Manager (CMM) post-holder on all aviation regulatory governance issues. Act as the local CMS point of contact:

Company: CAE Inc.
Hiring Organization: CAE Inc.
Salary: TBD
Location: London / Gatwick Airport
Street Address: TBD

Locality: London / Gatwick Airport
Region: disclosed when applied
Postal code: disclosed when applied


Job Details



Compliance Monitoring Officer

Date: 2020-06-30 (Latest)

Job Description: Undertake reviews in accordance with the agreed Compliance Plan, assessing the effectiveness of key conduct risks and regulatory control processes to evaluate…

Company: Canada Life
Hiring Organization: Canada Life
Salary: TBD
Location: Potters Bar
Street Address: TBD

Locality: Potters Bar
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: We are seeking a Compliance Officer to join the Markets and Banking (M&B) Compliance Team. Experience working in compliance, regulatory policy/supervision,…

Company: Bank of England
Hiring Organization: Bank of England
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Regulatory Affairs Officer

Date: 2020-06-30 (Latest)

Job Description: As a Regulatory Affairs Officer, you will work within a team of regulatory professionals and will support the Regulatory Affairs Manager by undertaking the…

Company: Quotient Sciences
Hiring Organization: Quotient Sciences
Salary: TBD
Location: Edinburgh
Street Address: TBD

Locality: Edinburgh
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Insurance Compliance Officer - 3 month Contract

Date: 2020-06-30 (Latest)

Job Description: The Insurance Compliance Officer (ICO) is primarily responsible for overseeing and dealing with quality and compliance issues within the insurance business.

Company: Bionic
Hiring Organization: Bionic
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Governance Risk and Compliance Administrator (homebased, with travel)

Date: 2020-06-30 (Latest)

Job Description: Experience working in Governance, Risk and Compliance area. Optegra requires a Governance Risk and Compliance Administrator, who will be responsible for:

Company: Optegra
Hiring Organization: Optegra
Salary: TBD
Location: United Kingdom
Street Address: TBD

Locality: United Kingdom
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Tree Health Data Officer

Date: 2020-06-30 (Latest)

Job Description: Prepare summary statistics on SPHNs and their compliance levels. Work with Conservancy and other Regulatory teams (including Scottish Government) to monitor the…

Company: Scottish Forestry
Hiring Organization: Scottish Forestry
Salary: TBD
Location: Edinburgh EH12
Street Address: TBD

Locality: Edinburgh EH12
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Deputy Chief Compliance Officer, EU/RoW

Date: 2020-06-30 (Latest)

Job Description: The Deputy Chief Compliance Officer, EU/RoW will: Monitor and analyze the regulatory environment in which EU/RoW operates, determine the potential impact of…

Company: Jazz Pharmaceuticals
Hiring Organization: Jazz Pharmaceuticals
Salary: TBD
Location: Oxford OX4
Street Address: TBD

Locality: Oxford OX4
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Regulatory Enquiries Compliance Officer – AVP

Date: 2020-06-30 (Latest)

Job Description: Regulatory Enquiries Compliance Officer – AVP. Coordinate with senior stakeholders in Business Unit Risk, Compliance management, Regulatory Relations and Global…

Company: Morgan Stanley
Hiring Organization: Morgan Stanley
Salary: TBD
Location: Glasgow
Street Address: TBD

Locality: Glasgow
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Regulatory Affairs Officer

Date: 2020-06-30 (Latest)

Job Description: Provide full regulatory support for assigned clinical trials in UK and Ireland. Provide regulatory support for an assigned number of marketing products and…

Company: Boehringer Ingelheim
Hiring Organization: Boehringer Ingelheim
Salary: TBD
Location: Bracknell
Street Address: TBD

Locality: Bracknell
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: Redstone Private Banking Search are currently working with a niche UK private bank looking a compliance officer in London.

Company: Redstone Private Banking
Hiring Organization: Redstone Private Banking
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: Provide day to day regulatory advice, assisting and resolving compliance and regulatory issues arising from GM business activities.

Company: Nomura Holdings, Inc.
Hiring Organization: Nomura Holdings, Inc.
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: Action mail entering the Compliance Technical Inbox within set service standards. Assist with maintaining internal Compliance registers e.g. pre-sale approval…

Company: Foster Denovo
Hiring Organization: Foster Denovo
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Insurance Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: The Insurance Compliance Officer (ICO) is primarily responsible for overseeing and dealing with quality and compliance issues within the insurance business.

Company: Bionic
Hiring Organization: Bionic
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Chief Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: To ensure ICE Trade Vault Europe’s compliance with EMIR, REMIT and any replacement UK legislation onshored under the European Withdrawal Act, including the…

Company: Intercontinental Exchange
Hiring Organization: Intercontinental Exchange
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Regulatory Compliance & Operational Risk Specialist- Wealth Management

Date: 2020-06-30 (Latest)

Job Description: We are looking for a Director level wealth management compliance and operational risk officer to: Support the business in remaining compliant within the…

Company: UBS
Hiring Organization: UBS
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Senior Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: We are seeking a Senior Compliance Officer to join the Markets and Banking (M&B) Compliance Team. As a Senior Compliance Officer you will report into the…

Company: Bank of England
Hiring Organization: Bank of England
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Analyst

Date: 2020-06-30 (Latest)

Job Description: Compliance function, which reports directly to the Chief Risk Officer (CRO). Completion of all assigned compliance training. North America and Asia Pacific.

Company: Janus Henderson
Hiring Organization: Janus Henderson
Salary: TBD
Location: London
Street Address: TBD

Locality: London
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Monitoring Officer

Date: 2020-06-30 (Latest)

Job Description: Compliance Assurance and Regional Support. Support the Regulatory Post Holder for Compliance Monitoring and hosting external audit events by regulators and…

Company: CAE Inc.
Hiring Organization: CAE Inc.
Salary: TBD
Location: Kidlington
Street Address: TBD

Locality: Kidlington
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Officer

Date: 2020-06-30 (Latest)

Job Description: We are looking for an experienced Compliance Officer to work join the team of Remortgages.com. Demonstrates an awareness of the regulatory requirements.

Company: Accepted Money
Hiring Organization: Accepted Money
Salary: TBD
Location: Finningley
Street Address: TBD

Locality: Finningley
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


Compliance Monitoring Officer

Date: 2020-06-30 (Latest)

Job Description: Experience of working in a compliance role, such as compliance monitoring, auditing or quality assurance. Conduct routine compliance monitoring reviews in with…

Company: Michael Page UK
Hiring Organization: Michael Page UK
Salary: TBD
Location: Chorley
Street Address: TBD

Locality: Chorley
Region: disclosed when applied
Postal code: disclosed when applied


Job Details


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Data as of 2020-06-30 (Latest) with id 11996.

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